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Purpose of the role
To enable the success of the business and assist senior leaders navigate complex challenges, make informed decisions, and achieve their goals
Accountabilities
Analyst Expectations
All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.
Join us as a "Business Manager - Research" in Global Research Centre where you are expected to work in a high intensity, results oriented role within the Risk & Controls team based in Mumbai, which is an extension of the Global Research Business Management Team. The Risk & Control team in Mumbai operates controls and processes to cover key risks for the Research department, including but not limited to: Information Barriers, Cross-Border controls, Management of Personal Conflicts of Interest, Personal Account Dealing, Headcount Management, Research Event (Conference) Controls, RCSA testing, Internal Audit Reviews and Issues and Actions.
This role will focus on the execution and management of Personal Conflicts of Interest and Personal Account Dealing processes for the Research Department. The role will involve operating a high-volume process which requires quick turnaround and resolution. It will also require taking subjective calls from time-to-time, and is a role where attention to detail is key. The candidate will spend most of their time operating ad hoc, monthly and quarterly control tasks.
The role requires interaction with the wider Research Business Management Team Globally, Research Compliance, Research Production and Operations, and may require connecting with stakeholders outside of Research such as Anti-Bribery and Corruption, Government Relations, Barclays Compliance etc.
Key Accountabilities
Developing an in-depth understanding of Personal Conflicts of Interest and Personal Account Dealing, their risks, and the controls designed to mitigate them.
Track and resolve personal conflicts of interest disclosed by Research colleagues, assessing the risk, escalating to Supervisor and Research Compliance and determining mitigating actions.
Undertake review of trades executed in managed accounts vs. the employee’s role specific trading prohibitions to determine potential breaches. Escalate where required and document outcomes.
Ensure existing controls adequately mitigate the risks, if not escalate.
Timely and accurate completion and documentation of all tasks, in accordance with set procedures and business standards.
Ability to multi-task, work under pressure and make sound business judgments.
Assist team members with their tasks and responsibilities, and work on ad-hoc projects as and when they come up.
Proactive and timely escalation of issues, where required.
Essential Skills:
Excellent accuracy and attention to detail.
Expertise at MS Office applications like Excel, PowerPoint and Word
Excellent in formatting tables and data to present visually user-friendly format for the intended audience.
Strong teamwork and communication skills as the person will be required to operate with teams across the organization, in multiple locations and time zones.
Ability to carry out detailed tasks with diligence, and within set timelines.
Self-motivated, identifies opportunities and is proactive in putting forward ideas and solutions.
Desirable skills/Preferred Qualifications:
Postgraduate/ MBA in Finance
Experience in product control, strategy, operations, risk and controls or business management roles
Good knowledge of Investment banking businesses and products.
General awareness of financial industry regulations would be advantageous.
Understanding of AI fundamentals and experience applying AI in day‑to‑day work
You may be assessed on critical skills such as product control, strategy, operations, risk and controls or business management.
This role is based of Mumbai.
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